Special Education

Feds Offer Guidelines on Discouraging Restraints, Seclusion

By Nirvi Shah — May 15, 2012 4 min read
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Nearly three years after U.S. Secretary of Education Arne Duncan first sent states letters asking them to review policies and guidelines on the use of restraint and seclusion in schools, the Education Department has issued its own nonbinding guidance on the practices.

Restraint and seclusion, often used on students with disabilities, are intended to be used in emergency situations, when students are in danger of hurting themselves or others. But several reports, including one by the U.S. Government Accountability Office have found that the practices are being used inappropriately and incorrectly, leading to injuries, or even the deaths, of students.

“There is a difference between a brief time out in the corner of a classroom to help a child calm down and locking a child in an isolated room for hours. This really comes down to common sense,” Duncan said in a statement.

The Education Department said its long-awaited 15 principles about restraints and seclusion should be used as the foundation of policies and procedures created by states and districts, but it isn’t binding or required. The principles were a collaboration between the department and the Substance Abuse and Mental Health Services Administration of the U.S. Department of Health and Human Services.

“These principles stress that every effort should be made to prevent the need for the
use of restraint and seclusion and that any behavioral intervention must be consistent with the
child’s rights to be treated with dignity and to be free from abuse,” Duncan wrote in a letter at the beginning of the 40-page document. “The principles make clear that restraint or seclusion should never be used except in situations where a child’s behavior poses imminent danger of serious physical harm to self or others, and restraint and seclusion should be avoided to the greatest extent possible without endangering the safety of students and staff.”

Among the principles:

•Preventing the need for restraining or isolating students should be a priority.
•Mechanical restraints should never be used to restrict a student’s movement, and schools shouldn’t use drugs or medication to control a student’s behavior unless these have been prescribed by a doctor or other health professional.
•Students shouldn’t be physically held down or restrained except when they are in imminent danger of hurting themselves or someone else.
•Policies restricting restraint and seclusion of students should apply to all students, not only kids with disabilities.
•Isolating or restraining students should never be used as a form of punishment or discipline, coercion, retaliation, or as a convenience.
•Restraining or seclusion of a child should not involve restricting his or her breathing or anything else that harms the student.
•Multiple uses of restraint or seclusion of the same student should trigger a review and if necessary, a revision of the strategies in place to address dangerous behavior; and,
•Teachers and other staff should be trained regularly about appropriate use of effective alternatives to physical restraint and seclusion, such as positive behavioral interventions and supports, and safe use of restraint and isolation.

The Education Department also suggests informing parents about policies on restraint and seclusion at their children’s schools, when the practices are used, and all incidents should be documented.

U.S. Rep. George Miller, D-Calif., who has pressed for federal legislation about restraint and seclusion, applauded the Education Department’s new document.

“Though some states have made progress developing policies on seclusion and restraint, the policies vary widely in what protections they afford students. A patchwork of protections, riddled with holes, is not acceptable when it comes to children. We cannot sit idly by as incidents of students being abused or inappropriately restrained continue to occur.”

He said the 15 principles outlined in “Restraint and Seclusion: Resource Document” support the bill he first introduced in 2010, the Keeping All Students Safe Act.

The American Association of School Administrators, which has said it opposes federal legislation about restraint and seclusion, said it agrees with the tone and direction of the new guidance.

“The department’s tone that seclusion and restraint are for student and employee safety not student discipline was important,” said Bruce Hunter, the group’s associate executive director, for advocacy, policy, and communications.

However the document may be overly reliant on the GAO report, he said, and AASA still prefers state-based policies on restraint and seclusion.

“State policy is more informed by the full range of stakeholders,” he said. In addition, Hunter said the federal discussion on restraint and seclusion hasn’t focused enough on injuries to teachers and other school employees that are serious enough to merit workers’ compensation claims and sick leave, which is something his organization is researching now.

He said one of the best contributions the federal government could make regarding restraining and secluding students is by paying for training that would improve local practices and state policies.

A version of this news article first appeared in the On Special Education blog.

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